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Inactive

Stephanie Ross Williams

Tradewinds, LLC

Raleigh, NC

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Current Employers
Tradewinds, Llc

4600 Marriott Dr. Suite 200, Raleigh, NC 27612 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-02-04
  • NC RA
    APPROVED
    Since 2022-02-04

Branch Locations

4600 Marriott Dr. Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burlington NC 08/2010 11/2016
Wells Fargo Clearing Services, Llc Burlington NC 11/2016 01/2022
Tradewinds, Llc. Raleigh NC 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-27
  • S66 Uniform Combined State Law Examination
    2005-01-27
Designations
Other Names
  • Stephanie Ann Ross
  • Stephanie Ross Williams
  • Stephanie Ross
  • Stephanie Ross Ross Williams

View on SEC IAPD

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TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
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OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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