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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-03-13 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Drake University | Des Moines | IA | 08/2014 | 12/2017 |
| Principal Life Insurance Company | W Des Moines | IA | 10/2015 | 02/2018 |
| Principal Securities Inc | W Des Moines | IA | 02/2018 | 08/2022 |
| Principal Life Insurance Co | W Des Moines | IA | 02/2018 | 08/2022 |
| Bral Niedert Private Wealth Advisors | West Des Moines | IA | 06/2022 | 02/2025 |
| Commonwealth Financial Network | San Diego | CA | 08/2022 | 02/2025 |
| Principal Life Insurance Company | West Des Moines | IA | 03/2025 | Present |
| Principal Securities, Inc. | West Des Moines | IA | 03/2025 | Present |
| Aligned Wealth Advisors | West Des Moines | IA | 03/2025 | Present |
**NOTARY POSITION: Notary - Laura Hertges NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/08/2025 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: Notary. **ALIGNED WEALTH ADVISORS (DBA) POSITION: Operations Manager NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: DBA marketing name. **ALIGNED WEALTH ADVISORS POSITION: Operations Manager NATURE: Employee of Aligned Wealth Advisors INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2025 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: I am supporting Derek Hertges and Conor Boffeli to help execute administrative duties. This would include client communications, scheduling, trading as directed by the advisors and well as any other client servicing requests. **HERTGES PROPERTY HOLDINGS, LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/11/2025 ADDRESS: 555 SE Esker Ridge Dr, Waukee IA 50263, United States DESCRIPTION: Opened an LLC called Hertges Property Holdings, LLC for the sole purpose of holding a building that will be acquired in Decorah, Iowa. This building is a commercial building that will be rented. This is jointly owned by myself and my husband, Derek Hertges. We do not have any tenants in the building as of now and will be doing repairs and then seeking commercial tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-02 |
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