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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-08 |
| CO | RA | APPROVED | 2023-06-02 |
Branch Locations
9350 S. Colorado Blvd., Highlands Ranch, CO 80126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Englewood | CO | 12/2011 | 05/2023 |
| Wells Fargo Advisors, Llc | Littleton | CO | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Littleton | CO | 10/2015 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Englewood | CO | 07/2019 | 05/2023 |
| Steven Gallegos Jr | Littleton | CO | 03/2019 | 06/2019 |
| J.P. Morgan Securities Llc | Greenwood Village | CO | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Greenwood Village | CO | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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