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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-04-05 |
Branch Locations
One West Boylston St Suite Ll03 & Ll04, Worcester, MA 01605 • United States
Worcester, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Worcester | MA | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Worcester | MA | 08/2020 | Present |
| Usa Hockey | Worcester | MA | 08/2018 | 12/2022 |
| Baystate Financial | Worcester | MA | 08/2015 | Present |
| Metlife Securities | Worcester | MA | 10/2015 | 03/2017 |
(1)Name: Brian Ford Inv rel: Y Add: One West Boylston Street, Suite LL04 Worcester, MA 01605 Nature: Outside Insurance Sales; Fixed annuities and Health Position: Independent Insurance Agent Start date: 05/08/2023 No. HR/MO: 2 No. HR/MO during sec trading: 2 (2)Name: Worcester Financial Group, Inc Inv rel: Y Add: One West Boylston Street, Suite LL04, Worcester, MA 01605 Nature: Minority Owner of entity established to run team expenses and comp through Position: Minority Owner Start date: 01/01/2020 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Review the books of business. General management of the financial services practice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-04 |
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