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Jason Cohen

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-15
TX RA APPROVED 2019-06-06
  • FL RA
    APPROVED
    Since 2021-10-15
  • TX RA
    APPROVED
    Since 2019-06-06

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 10/2015 02/2018
Florida Atlantic University Boca Raton FL 08/2014 05/2017
Td Ameritrade, Inc. St Louis MO 02/2018 01/2019
Wells Fargo Clearing Services St. Louis MO 01/2019 Present
  • 10/2015 → 02/2018
    Scottrade
    St. Louis, MO
  • 08/2014 → 05/2017
    Florida Atlantic University
    Boca Raton, FL
  • 02/2018 → 01/2019
    Td Ameritrade, Inc.
    St Louis, MO
  • 01/2019 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-05
S63 Uniform Securities Agent State Law Examination 2017-09-07
  • S66 Uniform Combined State Law Examination
    2019-04-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-07

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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