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Alexander Palmerton Nelson

Rbc Rochdale, LLC

New York, NY

Franklin, TN

CRD 6569268

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-20
NY RA APPROVED 2021-04-05
CA RA APPROVED 2016-08-23
  • TN RA
    APPROVED
    Since 2023-06-20
  • NY RA
    APPROVED
    Since 2021-04-05
  • CA RA
    APPROVED
    Since 2016-08-23

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Franklin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale New York NY 08/2016 12/2020
Cnr Securities, Llc New York NY 12/2020 Present
  • 08/2016 → 12/2020
    City National Rochdale
    New York, NY
  • 12/2020 → Present
    Cnr Securities, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-31
  • S66 Uniform Combined State Law Examination
    2018-01-31
Designations
  • Chartered Financial Analyst
Other Names
  • Alexander P. Nelson

View on SEC IAPD

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