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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-01-27
  • IA RA
    APPROVED
    Since 2026-01-27

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 09/2012 11/2022
Hornor, Townsend & Kent, Llc Horsham PA 11/2022 08/2025
Cetera Advisors Llc Greenwood Village CO 01/2026 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2026 Present
Cetera Investment Services Llc St Cloud MN 01/2026 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
Cetera Investment Advisers, Llc Schaumburg IL 01/2026 Present
Unemployed Ankeny IA 08/2025 01/2026
  • 09/2012 → 11/2022
    Fort Mill, SC
  • 11/2022 → 08/2025
    Horsham, PA
  • 01/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 01/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
  • 08/2025 → 01/2026
    Unemployed
    Ankeny, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2009-12-21
Other Names
  • Matthew Thomas Hammes

View on SEC IAPD

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