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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-01-27 |
Branch Locations
1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 09/2012 | 11/2022 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 11/2022 | 08/2025 |
| Cetera Advisors Llc | Greenwood Village | CO | 01/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 01/2026 | Present |
| Unemployed | Ankeny | IA | 08/2025 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-21 |
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