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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-25 |
| CT | RA | APPROVED | 2026-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scarano Masonry | North Haven | CT | 01/2015 | 01/2017 |
| Highwood Mechanical | Hamden | CT | 01/2017 | 01/2018 |
| Maiocco Landscaping | North Haven | CT | 01/2018 | 01/2020 |
| Torrison Stone & Garden | Durham | CT | 01/2020 | 01/2021 |
| Penn Mutual Life Insurance Company | Cheshire | CT | 01/2021 | 06/2024 |
| Hornor, Townsend & Kent, Llc | Chesire | CT | 09/2021 | 06/2024 |
| Mml Investors Services, Llc | Hamden | CT | 06/2024 | 06/2026 |
| Massmutual Life Insurance Company | Hamden | CT | 03/2024 | 06/2026 |
| Hornor, Townsend & Kent, Llc | Wilmington | DE | 06/2026 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ONE STOP SOLUTIONS, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9th FL, NEW YORK, NY 10007 | START DATE: 06/15/2026 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 150 | APPROX TRADING HRS PER MTH: 75 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) INSURANCE BROKERAGE| DBA: OSS Financial Group, LLC | POSITION: Partner NATURE: Life Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/29/2026 | ADDRESS: 30 Vesey Street, Floor 9, New York NY 10007 | DESCRIPTION: Operating as a DBA under OSS Financial Group, LLC to help clients with Investment Management Services, help clients with Life, Disability & Long-Term Care Insurance needs, help clients with retirement planning & Annuity solutions, help clients with Financial Planning priorities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-11 |
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