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342 Main Street, Lakeville, CT 06039 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-10 |
| NJ | RA | APPROVED | 2025-03-10 |
| CT | RA | APPROVED | 2024-09-26 |
| NY | RA | APPROVED | 2024-09-26 |
Branch Locations
342 Main Street, Lakeville, CT 06039 • United States
30 Liberty Ship Way Third Floor, Sausalito, CA 94965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mezrah Financial | Tampa | FL | 09/2015 | 07/2017 |
| Unemployed | Tampa | FL | 07/2017 | 08/2017 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 08/2017 | 12/2018 |
| Kevin O Connell | Tampa | FL | 08/2017 | 07/2022 |
| Nicole E Stokes | Tampa | FL | 05/2018 | 07/2022 |
| Lpl Financial Llc | Tampa | FL | 08/2022 | 09/2024 |
| Main Street Research Llc | Greenwich | CT | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-04 |
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