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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
1580 Pontiac Ave, Cranston, RI 02920 • United States
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 09/2015 | 02/2022 |
| Bank Of America, N.A. | Lincoln | RI | 07/2017 | 02/2022 |
| Pruco Securities Llc | Warwick | RI | 01/2022 | 11/2024 |
| The Prudential Insurance Company Of America | Warwick | RI | 03/2022 | Present |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-16 |
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