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Thomas Asprinio

Ubs Financial Services Inc.

Garden City, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-04
  • NY RA
    APPROVED
    Since 2026-08-04

Branch Locations

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 09/2015 10/2019
Rhode Island Football Organization Association Warwick RI 08/2010 10/2019
Morgan Stanley Jericho NY 10/2019 07/2026
Ubs Financial Services Inc. Garden City NY 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
S63 Uniform Securities Agent State Law Examination 2016-01-05
  • S66 Uniform Combined State Law Examination
    2018-10-05
  • S63 Uniform Securities Agent State Law Examination
    2016-01-05
Other Names
  • Thomas E Asprinio
  • Thomas Asprinio

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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