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Nikolaos Balis

J.P. Morgan Securities LLC

Lake Forest, IL

Lake Bluff, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-13
  • IL RA
    APPROVED
    Since 2025-02-13

Branch Locations

884 S Waukegan Rd, Lake Forest, IL 60045 • United States

965 Rockland Rd, Lake Bluff, IL 60044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Tucson AZ 02/2014 11/2019
Wells Fargo Clearing Services, Llc Tucson AZ 10/2015 11/2019
Jp Morgan Securities Llc Lake Zurich IL 11/2019 03/2025
Jpmorgan Chase Bank, N.A. Lake Zurich IL 11/2019 03/2025
Jpmorgan Chase Bank, N.A. Vernon Hills IL 03/2025 Present
J.P. Morgan Securities Llc Vernon Hills IL 03/2025 Present
  • 02/2014 → 11/2019
    Wells Fargo Bank, Na
    Tucson, AZ
  • 10/2015 → 11/2019
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 11/2019 → 03/2025
    Jp Morgan Securities Llc
    Lake Zurich, IL
  • 11/2019 → 03/2025
    Jpmorgan Chase Bank, N.A.
    Lake Zurich, IL
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Vernon Hills, IL
  • 03/2025 → Present
    J.P. Morgan Securities Llc
    Vernon Hills, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-12
S63 Uniform Securities Agent State Law Examination 2015-11-18
  • S66 Uniform Combined State Law Examination
    2025-02-12
  • S63 Uniform Securities Agent State Law Examination
    2015-11-18
Other Names
  • Nikolas Balis

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
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