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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED | 2023-04-14 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 08/2015 | Present |
| Jp Morgan Securities Llc | New York | NY | 09/2015 | Present |
Entity Name: Alzheimer's Drug Discovery Foundation Investment related: Yes "Address: 57 West 57th Street, Suite 904 New York, NY 10019 info@alzdiscovery.org 212.901.8000" Nature of the other business: Medical Position/Title/Relationship: Board Member Start Date: 05/13/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The ADDF's mission is to rapidly accelerate the discovery of drugs to prevent, treat and cure Alzheimer's disease. The Board of Overseers is an advisory body committed to providing counsel and support to the ADDF Board of Governors and staff. ADDF and it's founders are clients of the Private Bank"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-15 |
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