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Gina Frances Fochetta

J.P. Morgan Securities LLC

New York, NY

CRD 6564727

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-14
TX RA APPROVED 2023-04-14
  • NY RA
    APPROVED
    Since 2023-04-14
  • TX RA
    APPROVED
    Since 2023-04-14

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 08/2015 Present
Jp Morgan Securities Llc New York NY 09/2015 Present
Other Businesses

Entity Name: Alzheimer's Drug Discovery Foundation Investment related: Yes "Address: 57 West 57th Street, Suite 904 New York, NY 10019 info@alzdiscovery.org 212.901.8000" Nature of the other business: Medical Position/Title/Relationship: Board Member Start Date: 05/13/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The ADDF's mission is to rapidly accelerate the discovery of drugs to prevent, treat and cure Alzheimer's disease. The Board of Overseers is an advisory body committed to providing counsel and support to the ADDF Board of Governors and staff. ADDF and it's founders are clients of the Private Bank"

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-14
S63 Uniform Securities Agent State Law Examination 2015-12-15
  • S65 Uniform Investment Adviser Law Examination
    2023-04-14
  • S63 Uniform Securities Agent State Law Examination
    2015-12-15
Other Names
  • Gina Holzheimer
  • Gina Frances Holzheimer

View on SEC IAPD

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