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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-29 |
| CA | RA | APPROVED | 2022-07-22 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
Hacienda Heights, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma Retirement Corporation | Washington | DC | 04/2008 | 06/2022 |
| Morgan Stanley | Pasadena | CA | 07/2022 | Present |
*511435- California State University - Fullerton; Investment related-No; Fullerton, California; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 20; Labor/Service *688552- Mount San Antonio College; Investment related: No; Walnut, California; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-04 |
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