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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
115 Horseneck Road Suite 201, Montville, NJ 07045 • United States
200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States
Long Valley, NJ • United States
191 Woodport Road Suite 208H, Sparta, NJ 07871 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Paramus | NJ | 10/2004 | 01/2023 |
| Avantax Investment Services, Inc. | Mount Arlington | NJ | 02/2023 | 09/2025 |
| Avantax Advisory Services | Mount Arlington | NJ | 02/2023 | 09/2025 |
| Avantax Insurance Agency, Llc | Mount Arlington | NJ | 02/2023 | 02/2023 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Mount Arlington | NJ | 01/2023 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Wealth Management Advisor NATURE: Financial services offered thru Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/27/2023; 200 Valley Road, Suite 300, Mount Arlington NJ 07856, hold client meetings financial planning portfolio management client meeting follow up
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-14 |
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