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Joshua Douglas Smith

Hightower Advisors, LLC

Houston, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-11
  • TX RA
    APPROVED
    Since 2025-09-11

Branch Locations

952 Echo Lane Suite 460, Houston, TX 77024 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Houston TX 06/2025 Present
Geowealth Denver CO 04/2023 11/2024
First Ascent Asset Management Denver CO 10/2022 03/2023
Deroy & Devereaux Private Investment Counsel Southfield MI 08/2018 09/2022
Emerson Wealth Management Bloomfield Hills MI 08/2017 07/2018
Arbor Financial Credit Union Kalamazoo MI 01/2017 08/2017
Arbor Financial Credit Union Portage MI 02/2016 12/2016
Laid-Off/Unemployed Denver CO 11/2024 06/2025
  • 06/2025 → Present
    Hightower Advisors, Llc
    Houston, TX
  • 04/2023 → 11/2024
    Geowealth
    Denver, CO
  • 10/2022 → 03/2023
    First Ascent Asset Management
    Denver, CO
  • 08/2018 → 09/2022
    Deroy & Devereaux Private Investment Counsel
    Southfield, MI
  • 08/2017 → 07/2018
    Emerson Wealth Management
    Bloomfield Hills, MI
  • 01/2017 → 08/2017
    Arbor Financial Credit Union
    Kalamazoo, MI
  • 02/2016 → 12/2016
    Arbor Financial Credit Union
    Portage, MI
  • 11/2024 → 06/2025
    Laid-Off/Unemployed
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-10
  • S65 Uniform Investment Adviser Law Examination
    2025-09-10

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
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