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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-08-13 |
| MN | RA | APPROVED | 2019-10-16 |
Branch Locations
331 W Superior St., Duluth, MN 55802 • United States
712 Highway 33 S, Cloquet, MN 55720 • United States
10583 Main St, Hayward, WI 54843 • United States
823 Belknap St, Superior, WI 54880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Duluth | MN | 10/2015 | 08/2019 |
| Biz To Biz Network Inc | Whitefish | MT | 06/2017 | 06/2019 |
| Various Insurance Carriers For W & R Insurance Agencies | Duluth | MN | 01/2017 | 08/2019 |
| Anne Holy | Duluth | MN | 09/2017 | 09/2019 |
| Lpl Financial Llc | Duluth | MN | 10/2019 | Present |
| Frandsen Bank And Trust | Duluth | MN | 10/2019 | Present |
1)10/16/19- Frandsen Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)10/16/19- FRANDSEN BANK AND TRUST- Financial Institution Duty /Investment Rep-Inv. Related- at reported business location(s)- 160hrs/mth 3) 05/25/2023 - Frandsen General Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 04/14/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-07 |
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