James Matthew Smith

Current Employers

Employment History

• 11/2011 → 12/2022
  Cs Accounting & Tax Services Inc
  Honolulu, HI
• 10/2015 → 06/2018
  Hd Vest Investment Services
  Honolulu, HI
• 04/2010 → 05/2019
  Jms Accounting & Consulting, Llc
  Honolulu, HI
• 07/2017 → 06/2018
  Hd Vest Advisory Services
  Honolulu, HI
• 05/2018 → 09/2019
  Summit Brokerage Services, Inc.
  Honolulu, HI
• 05/2018 → 12/2019
  Summit Financial Group, Inc.
  Honolulu, HI
• 09/2019 → 12/2019
  Cetera Advisor Networks Llc
  Honolulu, HI
• 12/2019 → 09/2025
  Avantax Investment Services, Inc.
  Honolulu, HI
• 12/2019 → 09/2025
  Avantax Advisory Services
  Honolulu, HI
• 12/2019 → 09/2025
  Avantax Insurance Services, Llc
  Honolulu, HI
• 08/2016 → 12/2022
  Cs Property Holdings Llc
  Honolulu, HI
• 01/2018 → 12/2022
  Vision Wealth Strategies, Llc
  Honolulu, HI
• 09/2015 → Present
  A Bite To Eat, Inc.
  Honolulu, HI
• 11/2011 → Present
  Cs Accounting & Tax Services, Inc
  Honolulu, HI
• 08/2016 → Present
  Cs Property Holdings Llc
  Honolulu, HI
• 01/2018 → Present
  Vision Wealth Strategies, Llc
  Honolulu, HI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Honolulu, HI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-12-11 → 2025-09-05
  Avantax Advisory Services
  Honolulu, HI
• 2018-05-30 → 2020-05-20
  Summit Financial Group Inc
  Honolulu, HI
• 2017-07-07 → 2018-06-08
  Avantax Advisory Services
  Honolulu, HI

Other Businesses

1) A BITE TO EAT, INC. POSITION: President NATURE: A Bite To Eat, Inc (ABTE) is a small non-profit whose mission is to provide food and blankets to homeless primarily in downtown Honolulu. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2015 ADDRESS: 1188 Bishop Street, Ste 2105, Honolulu HI 96813, United States DESCRIPTION: As Executive Director I collect donations, purchase the food or food cards and distribute to the homeless. As the organization is very small there are no employees or volunteers yet. 2) CS ACCOUNTING & TAX SERVICES, INC POSITION: President NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/29/2011 ADDRESS: 1188 Bishop Street, Ste 2105, Honolulu HI 96813, United States DESCRIPTION: I supervise all aspects of growing, managing and marketing the company including staffing decisions as well as client services and customer relationship building. 3) CS PROPERTY HOLDINGS LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/12/2016 ADDRESS: 1188 Bishop Street, Ste 2105, Honolulu HI 96813, United States DESCRIPTION: Decision maker for all aspects. Coordinate maintenance, collect rent, advertise vacancy if needed. 4) VISION WEALTH STRATEGIES, LLC POSITION: Member NATURE: This entity is used solely for the purpose of investment services offered through Avantax. For example, marketing and branding. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 01/03/2018 ADDRESS: 1188 Bishop Street, Ste 2105, Honolulu HI 96813, United States DESCRIPTION: I do the branding, marketing and promotion of the company, including client meetings. All investment services are offered through my affiliation with Avantax. 5) BNI HAWAII CHAPTER 808 ALAKAI NA KOA POSITION: Secretary / Treasurer NATURE: A business networking group comprised of small business owners supporting each other through education, encouragement and source of referrals. No profit motive. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/07/2022 ADDRESS: 1188 Bishop Street, Ste 2105, Honolulu HI 96813, United States DESCRIPTION: Record attendance, be part of the leadership team, assist with tracking payment of $15 monthly cost from each member to pay for meeting room rental.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-16
• S63 Uniform Securities Agent State Law Examination
  2015-12-21

Designations

Other Names

• James Smith
• James Matthew Smith
• Matt Smith
• James Matthew Smith