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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-11-30 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Warwick | RI | 06/2016 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Warwick | RI | 07/2016 | Present |
Name: Kayla Santos Inv rel: Y Add: 200 Crossings Blvd Suite 200 Warwick RI 02886 Nature: Outside Insurance Sales Position: Independent Insurance Agent Start date: 8/4/2022 No hrs/mo: 8 No hrs/mo dur trading: 8 Describe duties: Life, Fixed Annuities, Disability, Long-Term Care, & Health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-16 |
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