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1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-18 |
| IA | RA | APPROVED | 2016-04-11 |
Branch Locations
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
1370 N.W. 114Th Street Suite 204, Clive, IA 50325 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Fund Management, Llc Dba Hawks Financial, Llc | The Villages | FL | 09/2015 | Present |
| Hawks Insurance Inc | Des Moines | IA | 10/2008 | Present |
10/2008 - Hawks Insurance, Inc.;12345 University Ave, Suite 302, Des Moines, IA 50325; President; non-investment related; Owner, Insurance Agent for life and Health Products; 40 hours per week during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-11 |
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