Millard Scott Norris

Current Employers

Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2017-06-02
KS	RA	APPROVED	2014-03-31

MD RA
APPROVED

Since 2017-06-02
KS RA
APPROVED

Since 2014-03-31

Branch Locations

7101 College Blvd. Suite 1610, Overland Park, KS 66210 • United States

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

1254 Vocke Rd Suite A, Lavale, MD 21502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Norris Financial Solutions	Olathe	KS	07/2012	12/2019
Royal Fund Management, Llc	Lady Lake	FL	03/2014	Present
Nexus Financial Group	Overland Park	KS	05/2019	Present

07/2012 → 12/2019

Norris Financial Solutions

Olathe, KS
03/2014 → Present

Royal Fund Management, Llc

Lady Lake, FL
05/2019 → Present

Nexus Financial Group

Overland Park, KS

Previous Registrations

2011-02-10 → 2012-08-17

Chief Advisors Corp

Leawood, KS

Salina, KS
2009-06-05 → 2010-12-31

Investment Advisors Corp

Leawood, KS
2003-07-02 → 2009-06-10

Equity Services, Inc.

Overland Park, KS

Overland Park, KS

Other Businesses

1) MILLARD SCOTT NORRIS SELLS INSURANCE PRODUCTS INCLUDING ANNUITIES, AND HEALTH AND MEDICARE SUPPLEMENTS. 2) NEXUS FINANCIAL GROUP IS USED AS A DBA NAME FOR INSURANCE BUSINESS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-27
S63	Uniform Securities Agent State Law Examination	1999-12-07

S65 Uniform Investment Adviser Law Examination

2003-06-27
S63 Uniform Securities Agent State Law Examination

1999-12-07

Other Names

Scott Norris

View on SEC IAPD