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Russell Raimund Wagner

Royal Fund Management, LLC

Lady Lake, FL

Stuart, IA

CRD 3262942

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Employer firm

Royal Fund Management, LLC CRD 144434

$1.56B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISOR TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-13
IA RA APPROVED 2016-04-21
  • TX RA
    APPROVED_RES
    Since 2020-11-13
  • IA RA
    APPROVED
    Since 2016-04-21

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

111 Nw 2Nd St Suite 200, Stuart, IA 50250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Fund Dba Wagner Investment & Retirement Advisors The Villages FL 04/2016 Present
American Retirement Systems West Des Moines IA 01/2009 06/2018
  • 04/2016 → Present
    Royal Fund Dba Wagner Investment & Retirement Advisors
    The Villages, FL
  • 01/2009 → 06/2018
    American Retirement Systems
    West Des Moines, IA
Other Businesses

Independent Licensed Insurance agent, Stuart, IA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-08
  • S65 Uniform Investment Adviser Law Examination
    2016-04-08

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
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LPL FINANCIAL LLC

Nearby Investors

JOHN WIRTH LAWRENCE
CRAIG RICHARD CASSIDY
GEORGE ANDREW WATSON

Nearby Offices

J.P. MORGAN SECURITIES LLC · LADY LAKE, FL
WELLS FARGO CLEARING SERVICES, LLC · LADY LAKE, FL
LPL FINANCIAL LLC · SUMMERFIELD, FL

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