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Sidney Reese Smith

Royal Fund Management, LLC

Lady Lake, FL

Fishersville, VA

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Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-12-17
  • VA RA
    APPROVED
    Since 2013-12-17

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Fishersville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Fishersville VA 05/2005 Present
Royal Fund Management, Llc Fishersville VA 12/2013 Present
Previous Registrations
  • 2010-04-01 → 2013-12-17
    Harvest Financial Group, Llc
    Richmond, VA
  • 2008-08-01 → 2009-12-24
    Capitol City Advisory Group
    Staunton, VA
    Atlanta, GA
  • 2007-09-10 → 2008-07-30
    Envision Investment Advisors, Llc
    Staunton, VA
    Omaha, NE
Other Businesses

Independent Licensed Insurance Agent; Life & Annuity; Fishersville, VA 22939; non investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-06
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S65 Uniform Investment Adviser Law Examination
    2007-09-06
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17

View on SEC IAPD

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