Matthew Joseph Roche

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17
NJ	RA	APPROVED	2017-12-11

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Hoboken, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	09/2015	12/2016
Bank Of America, N.A.	Pennington	NJ	09/2015	12/2016
Santander Bank Na	Florham Park	NJ	12/2016	11/2017
Santander Securities	San Juan	PR	12/2016	11/2017
Citigroup	New York	NY	11/2017	Present

09/2015 → 12/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
09/2015 → 12/2016

Bank Of America, N.A.

Pennington, NJ
12/2016 → 11/2017

Santander Bank Na

Florham Park, NJ
12/2016 → 11/2017

Santander Securities

San Juan, PR
11/2017 → Present

Citigroup

New York, NY

2016-12-15 → 2017-11-24

Santander Securities Llc

Scotch Plains, NJ

Boston, MA
2015-12-24 → 2016-12-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-22

Nearby Firms