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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-26
  • CA RA
    APPROVED
    Since 2018-01-26

Branch Locations

14241 Firestone Blvd Suite 400, La Mirada, CA 90638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Judy Bui Cpa Inc Garden Grove CA 10/2008 Present
Primerica Financial Services La Mirada CA 06/2014 Present
Pfs Investments Inc. La Mirada CA 08/2016 Present
Tj Solutions Garden Grove CA 01/2005 Present
  • 10/2008 → Present
    Judy Bui Cpa Inc
    Garden Grove, CA
  • 06/2014 → Present
    Primerica Financial Services
    La Mirada, CA
  • 08/2016 → Present
    La Mirada, CA
  • 01/2005 → Present
    Tj Solutions
    Garden Grove, CA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-08
S63 Uniform Securities Agent State Law Examination 2015-09-29
  • S65 Uniform Investment Adviser Law Examination
    2018-01-08
  • S63 Uniform Securities Agent State Law Examination
    2015-09-29

View on SEC IAPD

Other Firms

Other Investors

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