Simon N Villegas

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 02/2019
  Robert W. Baird
  Milwaukee, WI
• 08/2017 → 02/2019
  Robert W Baird & Co. Incorporated
  Denver, CO
• 04/2019 → 09/2019
  Pax8
  Greenwood Village, CO
• 10/2019 → 04/2020
  Robert Half International
  Milwaukee, WI
• 04/2020 → 12/2020
  Unemployed
  Milwaukee, WI
• 12/2020 → Present
  Principal Life Insurance Company
  Denver, CO
• 12/2020 → Present
  Principal Securities, Inc.
  Denver, CO
• 02/2024 → 04/2026
  Burchfield Financial Services
  Denver, CO

Previous Registrations

• 2018-04-02 → 2019-03-19
  Robert W. Baird & Co. Incorporated
  Denver, CO

Other Businesses

Fixed Insurance: Investment Related; Wauwatosa, WI; Agent; Annuities, Group Benefits, Health, Life, DI, LTC; Start Date: 01/01/2021; 20 hrs per month; 20 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-29

Other Names

• Simon N Villegas
• Simon N Villrgas