Caitlin Kerswell

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-28
CT	RA	APPROVED	2021-10-26
RI	RA	APPROVED	2017-08-30

TX RA
APPROVED_RES

Since 2024-02-28
CT RA
APPROVED

Since 2021-10-26
RI RA
APPROVED

Since 2017-08-30

Branch Locations

324 Grove St, Worcester, MA 01605 • United States

Putnam, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Worcester	MA	10/2015	03/2020
Cerebral Palsy Of Massachusetts	Leicester	MA	09/2010	09/2017
Marshalls	Millbury	MA	10/2016	06/2017
Ameriprise Financial Services, Llc	Worcester	MA	03/2020	Present

10/2015 → 03/2020

Ameriprise Financial Services, Inc.

Worcester, MA
09/2010 → 09/2017

Cerebral Palsy Of Massachusetts

Leicester, MA
10/2016 → 06/2017

Marshalls

Millbury, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Worcester, MA

Other Businesses

Outside Employment; Fantabulous, LLC; Employee; Manage advisory business; 324 Grove St, , Worcester, MA, 06260; Investment-Related; 05/01/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-25

S66 Uniform Combined State Law Examination

2017-08-25

Other Names

Caitlin Kerswell
Caitlin Noel Peloquin

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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