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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-17 |
Branch Locations
3850 E. Baseline Rd. Ste. 121, Mesa, AZ 85206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chandler | AZ | 11/2004 | Present |
(1) 01/05/2005: GARRY L. JOHNSON & ASSOCIATES - Non-Variable Insurance DBA - At Reported Business Location(s) (2) 11/10/2016: Perhe Holdings LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start 10/15/2016 - 65 Hr/Mo; 65 Hour(s) During Securities Trading. (3) 2/1/2019 - GLJ Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 80 Hours Per Month During Securities Trading. (4) 05/30/2019 - GLJ Financial Group - DBA:GLJ Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/01/2019 - 80 hrs/mo - 80 hrs during trading. (5) 05/18/2023 - GLJ Benefit Consultants, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Partial Owner - Start Date 03/24/2009 - 0 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-30 |
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