Richard Stuart Shively

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-05-27
LA	RA	APPROVED	2025-05-15
NE	RA	APPROVED	2025-05-15
NH	RA	APPROVED	2025-05-15
OH	RA	APPROVED	2025-05-15
TX	RA	APPROVED_RES	2025-05-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James Financial Services, Inc	West Chester	OH	01/2016	02/2021
First Financial Bank, N.A.	Cincinnati	OH	01/2016	02/2021
Raymond James Financial Services Advisors Inc.	West Chester	OH	01/2017	02/2021
First Financial Wealth Management	Cincinnati	OH	07/2019	02/2021
Equitable Advisors Llc	New York	NY	02/2021	05/2022
Cuso Financial Services, Lp	San Diego	CA	05/2022	11/2023
Cuso Financial Services, Lp	San Diego	CA	11/2023	05/2025
Lpl Financial Llc	San Diego	CA	05/2025	Present

01/2016 → 02/2021

Raymond James Financial Services, Inc

West Chester, OH
01/2016 → 02/2021

First Financial Bank, N.A.

Cincinnati, OH
01/2017 → 02/2021

Raymond James Financial Services Advisors Inc.

West Chester, OH
07/2019 → 02/2021

First Financial Wealth Management

Cincinnati, OH
02/2021 → 05/2022

Equitable Advisors Llc

New York, NY
05/2022 → 11/2023

Cuso Financial Services, Lp

San Diego, CA
11/2023 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

San Diego, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-22
S63	Uniform Securities Agent State Law Examination	2019-11-01

Other Firms