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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-21
PA RA APPROVED 2022-05-18
  • NJ RA
    APPROVED
    Since 2024-05-21
  • PA RA
    APPROVED
    Since 2022-05-18

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Wall Township PA 08/2019 Present
Massmutual Life Insurance Co Wall Township PA 07/2016 Present
Msi Financial Services Inc Newtown Square PA 09/2015 03/2017
Mml Investors Services Llc Newtown Square PA 03/2017 05/2017
  • 08/2019 → Present
    Wall Township, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wall Township, PA
  • 09/2015 → 03/2017
    Msi Financial Services Inc
    Newtown Square, PA
  • 03/2017 → 05/2017
    Newtown Square, PA
Other Businesses

1) NAME: MATTHEW CATANIA INV REL: Y ADD: 16 CAMPUS BLVD, NEWTOWN SQUARE, PA 19073 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 09/12/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: LIFE 2) NAME: MFC SR LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: CREATED LLC FOR CONSULTING INCOME AND FUTURE RENTAL PROPERTY PURCHASE POSITION: OWNER START DATE: 02/12/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SIMPLE LLC FOR CONSULTING INCOME AND FUTURE RENTAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09

View on SEC IAPD

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