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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/2015 | Present |
| Bank Of America, N.A. | Houston | TX | 10/2015 | Present |
I*3590269 Entity Type: N/A Name of OBA: Prodigy Racing Group Address: Porter, Texas, 77536 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/01/2026 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: Youth sports - amateur BMX racing league Submitted for an "At Large" board position - duties will include marketing and social media for the team, organizing riders at races, communicating with sponsors and track officials.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-17 |
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