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Chase James Kelly

Morgan Stanley

Saginaw, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
MI RA APPROVED 2017-05-25
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • MI RA
    APPROVED
    Since 2017-05-25

Branch Locations

4760 Fashion Square Boulevard, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Westland MI 08/2015 03/2017
Jpmorgan Chase Bank Westland MI 08/2015 03/2017
Morgan Stanley Saginaw MI 03/2017 Present
Morgan Stanley Private Bank, National Association New York NY 05/2017 Present
  • 08/2015 → 03/2017
    Jp Morgan Securities Llc
    Westland, MI
  • 08/2015 → 03/2017
    Jpmorgan Chase Bank
    Westland, MI
  • 03/2017 → Present
    Morgan Stanley
    Saginaw, MI
  • 05/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
S63 Uniform Securities Agent State Law Examination 2015-10-23
  • S66 Uniform Combined State Law Examination
    2017-05-25
  • S63 Uniform Securities Agent State Law Examination
    2015-10-23

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
CWM, LLC
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EQUITABLE ADVISORS, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DOUGLAS JAMES ADAMS
SCOTT ALAN HAGENBACH
JORDAN TIMOTHY BANNERMAN
JIMMY WESTON PRICE
Joseph L Shaver
DANA LIANNE GIBBS
TIMOTHY LEE BALDWIN
CHARISSE LEIGH VERESH

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SAGINAW, MI
RAYMOND JAMES & ASSOCIATES, INC. · SAGINAW, MI
CWM, LLC · Saginaw, MI
J.P. MORGAN SECURITIES LLC · SAGINAW, MI
OSAIC WEALTH, INC. · SAGINAW, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Saginaw, MI
OSAIC WEALTH, INC. · SAGINAW, MI
EQUITABLE ADVISORS, LLC · SAGINAW, MI

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