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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

815 West Main Street, Coldwater, OH 45828 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moorman, Harting & Company Coldwater OH 08/2015 Present
1St Global Capital Corp. Coldwater OH 11/2016 10/2019
1St Global Advisors, Inc Coldwater OH 11/2016 10/2019
Avantax Advisory Services Coldwater OH 10/2019 09/2025
Avantax Investment Services, Inc. Coldwater OH 10/2019 09/2025
Moorman Harting Financial Services, Ltd Coldwater OH 11/2016 Present
Moorman, Harting Partnership Coldwater OH 01/2021 Present
Moorman, Harting & Co. Coldwater OH 01/2021 Present
Cetera Wealth Services, Llc Coldwater OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2015 → Present
    Moorman, Harting & Company
    Coldwater, OH
  • 11/2016 → 10/2019
    1St Global Capital Corp.
    Coldwater, OH
  • 11/2016 → 10/2019
    1St Global Advisors, Inc
    Coldwater, OH
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Coldwater, OH
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Coldwater, OH
  • 11/2016 → Present
    Moorman Harting Financial Services, Ltd
    Coldwater, OH
  • 01/2021 → Present
    Moorman, Harting Partnership
    Coldwater, OH
  • 01/2021 → Present
    Moorman, Harting & Co.
    Coldwater, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Coldwater, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Coldwater, OH
  • 2016-11-22 → 2019-10-25
    1St Global Advisors Inc
    Coldwater, OH
Other Businesses

1) MOORMAN HARTING FINANCIAL SERVICES, LTD POSITION: ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 11/01/2016 ADDRESS: 815 West Main Street, Coldwater OH 45828, DESCRIPTION: Advisor 2) Moorman, Harting Partnership; Owner; This partnership is in place to act as owner of the life insurance policies on all the owners of Moorman, Harting & Co.; NIR; 0; 01/01/2021; 815 West Main Street Coldwater OH 45828; No active duties in the partnership. 3) Moorman, Harting & Co.; Shareholder; Public Accounting Firm providing tax, accounting, payroll, and consultation services.; NIR; 140; 01/01/2021; 815 West Main Street Coldwater OH 45828; Tax Partner, in charge of overseeing tax department. Prepare tax returns. Prepare financial statements. Manage other employees who prepare tax returns and financial statements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-21
  • S66 Uniform Combined State Law Examination
    2016-11-21
Other Names
  • Danny Koesters

View on SEC IAPD

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