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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moorman, Harting & Company | Coldwater | OH | 08/2015 | Present |
| 1St Global Capital Corp. | Coldwater | OH | 11/2016 | 10/2019 |
| 1St Global Advisors, Inc | Coldwater | OH | 11/2016 | 10/2019 |
| Avantax Advisory Services | Coldwater | OH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Coldwater | OH | 10/2019 | 09/2025 |
| Moorman Harting Financial Services, Ltd | Coldwater | OH | 11/2016 | Present |
| Moorman, Harting Partnership | Coldwater | OH | 01/2021 | Present |
| Moorman, Harting & Co. | Coldwater | OH | 01/2021 | Present |
| Cetera Wealth Services, Llc | Coldwater | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MOORMAN HARTING FINANCIAL SERVICES, LTD POSITION: ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 11/01/2016 ADDRESS: 815 West Main Street, Coldwater OH 45828, DESCRIPTION: Advisor 2) Moorman, Harting Partnership; Owner; This partnership is in place to act as owner of the life insurance policies on all the owners of Moorman, Harting & Co.; NIR; 0; 01/01/2021; 815 West Main Street Coldwater OH 45828; No active duties in the partnership. 3) Moorman, Harting & Co.; Shareholder; Public Accounting Firm providing tax, accounting, payroll, and consultation services.; NIR; 140; 01/01/2021; 815 West Main Street Coldwater OH 45828; Tax Partner, in charge of overseeing tax department. Prepare tax returns. Prepare financial statements. Manage other employees who prepare tax returns and financial statements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
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