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John F Carty

Retirement Planners Of America

Plano, TX

St. George, UT

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Current Employers
Retirement Planners Of America

2820 Dallas Parkway, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-04-24
  • UT RA
    APPROVED
    Since 2019-04-24

Branch Locations

2820 Dallas Parkway, Plano, TX 75093 • United States

1224 S. River Road, B-201, Office 231, St. George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc St. George UT 10/2014 11/2016
Financial Engines Advisors L.L.C. St. George UT 06/2014 07/2018
Mmwkm Advisors, Llc Plano TX 03/2019 Present
Get Loaded Fries, Llc St. George UT 11/2018 03/2019
Boulevard Home Furnishing St. George UT 08/2018 09/2018
  • 10/2014 → 11/2016
    Tmfs Advisors, Llc
    St. George, UT
  • 06/2014 → 07/2018
    Financial Engines Advisors L.L.C.
    St. George, UT
  • 03/2019 → Present
    Mmwkm Advisors, Llc
    Plano, TX
  • 11/2018 → 03/2019
    Get Loaded Fries, Llc
    St. George, UT
  • 08/2018 → 09/2018
    Boulevard Home Furnishing
    St. George, UT
Previous Registrations
  • 2016-11-30 → 2018-08-10
    Edelman Financial Engines
    St. George, UT
  • 2016-04-01 → 2016-11-30
    Financial Engines Advisor Center, Llc
    St. George, UT
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-31
  • S65 Uniform Investment Adviser Law Examination
    2016-03-31

View on SEC IAPD

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BRIAN Michael STRANGE
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GEORGE ALBERT CENTENO
ERIC RAY FRANCIS

Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

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