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Charles Rush Carter

Oxford Financial Group, Ltd

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-17
OH RA APPROVED 2024-05-09
MN RA APPROVED 2024-03-22
IN RA APPROVED 2018-07-05
  • FL RA
    APPROVED
    Since 2024-05-17
  • OH RA
    APPROVED
    Since 2024-05-09
  • MN RA
    APPROVED
    Since 2024-03-22
  • IN RA
    APPROVED
    Since 2018-07-05

Branch Locations

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Brokerage Eden Prairie MN 09/2015 05/2018
Investacorp, Inc. Miami FL 01/2016 05/2018
Oxford Financial Group, Ltd. Carmel IN 06/2018 Present
  • 09/2015 → 05/2018
    Highland Capital Brokerage
    Eden Prairie, MN
  • 01/2016 → 05/2018
    Investacorp, Inc.
    Miami, FL
  • 06/2018 → Present
    Oxford Financial Group, Ltd.
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-05
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S65 Uniform Investment Adviser Law Examination
    2018-07-05
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20
Designations

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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