Best Investors Account Sign in
Inactive

Charles Rush Carter

Oxford Financial Group, Ltd

Carmel, IN

CRD 6557071

Claim This Profile
Employer firm

Oxford Financial Group, Ltd CRD 105303

$23.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-17
OH RA APPROVED 2024-05-09
MN RA APPROVED 2024-03-22
IN RA APPROVED 2018-07-05
  • FL RA
    APPROVED
    Since 2024-05-17
  • OH RA
    APPROVED
    Since 2024-05-09
  • MN RA
    APPROVED
    Since 2024-03-22
  • IN RA
    APPROVED
    Since 2018-07-05

Branch Locations

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Brokerage Eden Prairie MN 09/2015 05/2018
Investacorp, Inc. Miami FL 01/2016 05/2018
Oxford Financial Group, Ltd. Carmel IN 06/2018 Present
  • 09/2015 → 05/2018
    Highland Capital Brokerage
    Eden Prairie, MN
  • 01/2016 → 05/2018
    Investacorp, Inc.
    Miami, FL
  • 06/2018 → Present
    Oxford Financial Group, Ltd.
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-05
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S65 Uniform Investment Adviser Law Examination
    2018-07-05
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.

Nearby Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY

Nearby Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN

More in Carmel, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor