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Michael J Dailey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frederick, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
MD RA APPROVED 2015-12-21
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • MD RA
    APPROVED
    Since 2015-12-21

Branch Locations

30 W Patrick St, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frederick MD 09/2015 Present
Bank Of America, N.A. Frederick MD 11/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18
Other Names
  • Michael Dailey
  • Michael Joseph Dailey

View on SEC IAPD

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Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD
OSAIC WEALTH, INC. · FREDERICK, MD
EDWARD JONES · FREDERICK, MD
LPL ENTERPRISE, LLC · FREDERICK, MD
LPL FINANCIAL LLC · FREDERICK, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD
TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD
J.P. MORGAN SECURITIES LLC · Ijamsville, MD

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