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Richard C Gubitosi

Morgan Stanley

Red Bank, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-14
NJ RA APPROVED 2018-05-10
  • TX RA
    APPROVED
    Since 2020-04-14
  • NJ RA
    APPROVED
    Since 2018-05-10

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2017 03/2018
Luigi's Famous Pizza & Restaurant Lincroft NJ 04/2016 03/2018
Morgan Stanley Smith Barney Llc Redbank NJ 04/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2018 Present
  • 05/2017 → 03/2018
    Axa Advisors, Llc
    New York, NY
  • 04/2016 → 03/2018
    Luigi's Famous Pizza & Restaurant
    Lincroft, NJ
  • 04/2018 → Present
    Morgan Stanley Smith Barney Llc
    Redbank, NJ
  • 04/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-09
S63 Uniform Securities Agent State Law Examination 2016-06-27
  • S66 Uniform Combined State Law Examination
    2018-05-09
  • S63 Uniform Securities Agent State Law Examination
    2016-06-27
Other Names
  • Richard C Gubitosi
  • Richard Charles Gubitosi

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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