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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-02-22 |
Branch Locations
5525 South 900 East Suite 145, Salt Lake City, UT 84117 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | 02/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | 02/2021 |
| Acumen | South Jordan | UT | 09/2010 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 02/2021 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 02/2021 | Present |
(1) Acumen; not investment related; caregiver - start date 3/21/2005; 1421 Palmer Park Lane, South Jordan, UT 94095; caregiver of twin brothers; 5 hours per month, 0-2 hours during trading. (2) DBA - CQ Financial; investment related; agent/producer/investment advisor - start date 2/22/2021; 5525 South 900 East, Suite 145, Salt Lake City, UT 84117; sales & service of fixed insurance products, as well as investment advisory services, with various carriers; 12 hours per month, 6 hours per month during trading. (3) Fixed Insurance; Non-Investment Related; Agent/Insurance Producer; Start date 08/12/2013; 5525 South 900 East, Suite 145, Salt Lake City, UT 84117; sales & service of fixed insurance products with various carriers; 12 hours per month, 6 hours per month during trading. (4) Successor Trustee for The Steven Lee Jackson & Cheryl Lee Siebert Jackson Family Trust. (5) Nathan Jackson Investment Advisor; LLC for Tax Purposes: Not investment related; 6571 W. Arcadia View Dr, West Jordan, UT 84081; Owner; Take card of taxes with my CPA each year; Start 6/20/2017; 1 hour/month during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-24 |
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