David Edward Arens

Employer firm

Private Wealth Asset Management CRD 315819

$2.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers
• 401K ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 09/2021
  Wells Fargo Bank Na
  Des Moines, IA
• 01/2011 → 09/2021
  Wells Fargo Advisors Llc
  Des Moines, IA
• 09/2021 → Present
  Private Wealth Asset Management
  Des Moines, IA

Previous Registrations

• 2011-01-03 → 2014-12-09
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Minneapolis, MN
  West Des Moines, IA
• 2005-12-07 → 2011-01-03
  Wells Fargo Investments, Llc
  Des Moines, IA
  Des Moines, IA

Other Businesses

1) STATE BOARD MEMBER FOR EARLY CHILDHOOD IA, NON INVESTMENT RELATED, DES MOINES, IA, START: 6/2013, 2 HOURS PER MONTH, BOARD PROMOTES EARLY CHILDHOOD; 2) Board Member for Polk County Early Childhood Iowa, Des Moines, IA. Not investment related. 2 hours per month. Promotes early childhood education.; 3) Appointee of the Governor's Early Childhood Taskforce, Des Moines, IA. Not investment related. 2 hours per month. Promotes early childhood education. 4) PRIVATE WEALTH ASSET MANAGEMENT; NON INVESTMENT-RELATED; 411 6TH AVENUE SE, SUITE 360, CEDAR RAPIDS, IA 52401; INSURANCE; LICENSED INSURANCE AGENT; 06/2023;10 HRS/MONTH; 10 HRS/DURING TRADING HOURS; SALES OF ACCIDENT, HEALTH AND LIFE INSURANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-01-04
• S66 Uniform Combined State Law Examination
  2005-12-06