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Cosette Marie Cole

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-05
UT RA APPROVED 2018-10-05
  • TX RA
    APPROVED
    Since 2019-04-05
  • UT RA
    APPROVED
    Since 2018-10-05

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Salt Lake City UT 09/2007 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Other Businesses

ROCKY MOUNTAIN BURGER BUS LLC, NOT INV RELATED, ODGEN, UT, REGISTERED AGENT, START 11/29/2018, ZERO HOUR PER MONTH, ZERO DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-04
  • S66 Uniform Combined State Law Examination
    2018-10-04
Other Names
  • Cosette Marie D'HUlst
  • Cosette Cole

View on SEC IAPD

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