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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-05 |
| OK | RA | APPROVED | 2026-02-02 |
| TX | RA | APPROVED | 2026-02-02 |
| WI | RA | APPROVED | 2026-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Brookfield | WI | 07/2016 | 04/2019 |
| Northwestern Mutual Investment Services Llc | Franklin | WI | 04/2019 | 06/2025 |
| Northwestern Mutual Life Insurance Company | Franklin | WI | 04/2019 | 06/2025 |
| Thrivent Financial | Appleton | WI | 10/2025 | Present |
| Thrivent Investment Management Inc | Appleton | WI | 10/2025 | Present |
| Unemployed | Menomonee Falls | WI | 06/2025 | 11/2025 |
GREENHOMEHUB POSITION: Owner NATURE: GreenHomeHub, LLC is a veteran and minority-owned cleaning and sustainability company owned by Nkozi Knight. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: N63W12969 Grove St, Menomonee Falls WI 53051, United States DESCRIPTION: As owner of GreenHomeHub, LLC, I'm responsible for securing cleaning and maintenance contracts, managing client relationships, and coordinating subcontractors to ensure all work meets our quality and sustainability standards. MARQUETTE UNIVERSITY ALUMNI ASSOCIATION NATIONAL BOARD OF DIRECTORS POSITION: Board Member NATURE: The Marquette University Alumni Association (MUAA) is a nonprofit organization that engages alumni in advancing the mission and values of Marquette University. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 1250 W. Wisconsin Ave, Milwaukee WI 53233, United States DESCRIPTION: Volunteer board member providing alumni engagement, mentorship, and strategic guidance. NEST HEALTHWORKS, LLC POSITION: Owner NATURE: NEST Healthworks, LLC is a healthcare consulting and support services company focused on neonatal transition care, family education, and APP staffing strategy. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: N63W12969 Grove St, Menomonee Falls WI 53051, United States DESCRIPTION: As owner, I'm responsible for securing consulting contracts, developing strategic partnerships, and overseeing subcontracted clinical and educational services to ensure high-quality outcomes and compliance with healthcare standards. BODHI PHOTOGRAPHY, LLC POSITION: Owner NATURE: Bodhi Photography, LLC is a creative media and visual arts business that provides professional photography, videography, and digital content services for personal, corporate, and community clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2021 ADDRESS: N63W12969 Grove St, Menomonee Falls WI 53051, United States DESCRIPTION: As owner, I'm responsible for client acquisition, creative direction, and subcontracting photographers or editors as needed to complete projects. GREATER GALILEE COMMUNITY DEVELOPMENT CENTER POSITION: Volunteer Board Member NATURE: Greater Galilee Community Development Corporation (GGCDC) operates the Greater Life Community Center, a nonprofit community hub in the Lindsay Heights neighborhood of Milwaukee that supports adults, families, and seniors through safe, inclusive programming. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2026 ADDRESS: 2432 N. Teutonia Ave., Milwaukee WI 53051, United States DESCRIPTION: Serve as a volunteer board member providing governance support, strategic input, and community outreach guidance to advance the organization's mission. Responsibilities include participating in board discussions and supporting program development, while abstaining from financial, investment, or fund control decisions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-31 |
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