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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-05-19
  • IA RA
    APPROVED
    Since 2023-05-19

Branch Locations

3022 Se 14Th St, Des Moines, IA 50320 • United States

2781 100Th St, Urbandale, IA 50322 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Des Moines IA 04/2016 Present
James Walford Insurance Agency Des Moines IA 04/2016 Present
State Farm Vp Management Corp. Indianola IA 07/2018 07/2019
James Walford Insurance Agency Indianola IA 07/2018 07/2019
State Farm Investment Management Corp. Des Moines IA 08/2018 12/2019
James Walford Insurance Agency Urbandale IA 07/2021 Present
State Farm Vp Management Corp Urbandale IA 07/2021 Present
State Farm Investment Management Corp Des Moines IA 05/2023 Present
State Farm Investment Management Corp Urbandale IA 05/2023 Present
  • 04/2016 → Present
    State Farm Vp Management Corp
    Des Moines, IA
  • 04/2016 → Present
    James Walford Insurance Agency
    Des Moines, IA
  • 07/2018 → 07/2019
    State Farm Vp Management Corp.
    Indianola, IA
  • 07/2018 → 07/2019
    James Walford Insurance Agency
    Indianola, IA
  • 08/2018 → 12/2019
    Des Moines, IA
  • 07/2021 → Present
    James Walford Insurance Agency
    Urbandale, IA
  • 07/2021 → Present
    State Farm Vp Management Corp
    Urbandale, IA
  • 05/2023 → Present
    Des Moines, IA
  • 05/2023 → Present
    Urbandale, IA
Other Businesses

1) Fuse DSM; non-investment-related; 103 E 3rd St #301, Des Moines, IA 50320; Membership/Civic/Fraternal Organization; board member; 1/1/2021; 2; 2; none. 2) James Walford's Insurance Agency; Investment-related; 3022 SE 14th St Des Moines, IA 50320-1301; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2016; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2015-10-02
Designations

View on SEC IAPD

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