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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc San Diego CA 03/2017 03/2017
Thrivent Financial Appleton WI 04/2016 03/2017
Uber San Diego CA 03/2017 09/2017
Proven Recruiting San Diego CA 09/2017 06/2018
Uber Rideshare Driver CA 06/2018 09/2018
Lpl Financial Llc San Diego CA 09/2018 Present
  • 03/2017 → 03/2017
    San Diego, CA
  • 04/2016 → 03/2017
    Thrivent Financial
    Appleton, WI
  • 03/2017 → 09/2017
    Uber
    San Diego, CA
  • 09/2017 → 06/2018
    Proven Recruiting
    San Diego, CA
  • 06/2018 → 09/2018
    Uber
    Rideshare Driver, CA
  • 09/2018 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1. Lyft / Uber - Not Investment Related - Home Based - Outside/W-2 Employment - Started 1/1/2017 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Rideshare Driving on online platforms.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-28
  • S66 Uniform Combined State Law Examination
    2016-01-28
Other Names
  • Pablo Alberto Davila-Ruiz
  • Pablo A Davila

View on SEC IAPD

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