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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
NJ RA APPROVED 2018-08-20
  • NY RA
    APPROVED
    Since 2021-04-12
  • NJ RA
    APPROVED
    Since 2018-08-20

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Rego Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bartech New York NY 08/2015 12/2016
Unemployed New York NY 01/2017 08/2017
Bartech New York NY 09/2017 05/2018
Neuberger Berman New York NY 05/2018 Present
  • 08/2015 → 12/2016
    Bartech
    New York, NY
  • 01/2017 → 08/2017
    Unemployed
    New York, NY
  • 09/2017 → 05/2018
    Bartech
    New York, NY
  • 05/2018 → Present
    Neuberger Berman
    New York, NY
Other Businesses

Black & Gold Corporation not investment-related 345 Eldert St, Suite 215, Brooklyn, NY, 11237 photography member of board of directors April 2017 1h a month 0h during business days I help my cousin (the CEO) understand her accountant's reports (it's a small business owned by her).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-20
S63 Uniform Securities Agent State Law Examination 2015-09-18
  • S65 Uniform Investment Adviser Law Examination
    2018-08-20
  • S63 Uniform Securities Agent State Law Examination
    2015-09-18

View on SEC IAPD

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