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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-31 |
| NJ | RA | APPROVED | 2021-10-12 |
Branch Locations
261 Madison Avenue 27Th Floor, New York, NY 10016 • United States
Hillsborough, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Basking Ridge | NJ | 08/2015 | 10/2021 |
| Guardian Life Insurance Company | Paramus | NJ | 10/2021 | 09/2023 |
| Park Avenue Securities | Paramus | NJ | 10/2021 | 09/2023 |
| Guardian Life Insurance Company | New York | NY | 09/2023 | Present |
| Park Avenue Securities | New York | NY | 09/2023 | Present |
| Guardian Life Insurance Company | Hillsborough | NJ | 07/2024 | Present |
| Park Avenue Securities | Hillsborough | NJ | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-28 |
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