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Wealthspire Retirement Advisory CRD 121254
$38.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| CA | RA | APPROVED | 2021-07-02 |
| OH | RA | APPROVED | 2021-07-02 |
| VA | RA | APPROVED | 2021-07-01 |
| WI | RA | APPROVED | 2019-07-11 |
| MN | RA | APPROVED | 2019-07-08 |
Branch Locations
120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States
225 South 6Th Street Suite 1710, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bronfman E.L. Rothschild Lp | Minneapolis | MN | 06/2009 | 12/2019 |
| Belr Capital, Llc | Minnapolis | MN | 11/2015 | 01/2020 |
| Nfp Retirement, Inc. | Aliso Viejo | CA | 06/2019 | 10/2025 |
| Wealthspire Retirement Advisory | Aliso Viejo | CA | 10/2025 | Present |
Bluff Coin, LLC; Cryptocurrency Mining Business; 100% Owner, Non investment related, 20hours per month, none during trading hours, not compensated and no conflict of interest. Rent Estate Investment LLC, rental and house flip: 50% Owner, 20hours per month, none during trading hours, not compensated and no conflict of interest.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-09 |
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