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Christopher Andrew Schwartz

Commonwealth Financial Network

San Diego, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-19
MA RA APPROVED 2016-11-08
  • CA RA
    APPROVED
    Since 2023-09-19
  • MA RA
    APPROVED
    Since 2016-11-08

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Indianapolis IN 08/2015 10/2016
Oneamerica Securities Indianapolis IN 09/2015 10/2016
Commonwealth Financial Network San Diego CA 10/2016 Present
  • 08/2015 → 10/2016
    American United Life
    Indianapolis, IN
  • 09/2015 → 10/2016
    Oneamerica Securities
    Indianapolis, IN
  • 10/2016 → Present
    Commonwealth Financial Network
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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