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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
| NJ | RA | APPROVED | 2019-11-08 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | New York | NY | 08/2015 | 12/2016 |
| Nomura Securities International, Inc. | New York | NY | 01/2017 | 07/2017 |
| The Wharton School, University Of Pennsylvania | Philadelphia | PA | 08/2017 | 05/2019 |
| Unemployed/Travel | Taipei | 06/2019 | 06/2019 | |
| Neuberger Berman | New York | NY | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-29 |
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