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Rachel Marie Buffalo

Compound Planning, Inc.

New York, NY

Orlando, FL

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-09
FL RA APPROVED 2024-01-30
  • TX RA
    APPROVED
    Since 2025-01-09
  • FL RA
    APPROVED
    Since 2024-01-30

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Winter Park FL 09/2015 09/2019
Morgan Stanley Private Bank, National Association New York NY 11/2015 09/2019
Personal Capital Orlando FL 09/2019 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 01/2024
Compound Planning New York NY 01/2024 Present
  • 09/2015 → 09/2019
    Morgan Stanley
    Winter Park, FL
  • 11/2015 → 09/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2019 → 04/2023
    Personal Capital
    Orlando, FL
  • 04/2023 → 01/2024
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 01/2024 → Present
    Compound Planning
    New York, NY
Previous Registrations
  • 2023-04-03 → 2024-01-30
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 2019-09-18 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Greenwood Village, CO
    Orlando, FL
  • 2015-12-07 → 2019-09-05
    Morgan Stanley
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
  • S66 Uniform Combined State Law Examination
    2015-12-02
Designations

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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