Rachel Marie Buffalo

Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2019
  Morgan Stanley
  Winter Park, FL
• 11/2015 → 09/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2019 → 04/2023
  Personal Capital
  Orlando, FL
• 04/2023 → 01/2024
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 01/2024 → Present
  Compound Planning
  New York, NY

Previous Registrations

• 2023-04-03 → 2024-01-30
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2019-09-18 → 2023-04-03
  Personal Capital Advisors Corporation
  Denver, CO
  Greenwood Village, CO
  Orlando, FL
• 2015-12-07 → 2019-09-05
  Morgan Stanley
  Winter Park, FL

Exams

• S66 Uniform Combined State Law Examination
  2015-12-02

Designations

• Certified Financial Planner