Valeria Farinaro

J.P. Morgan Securities LLC

CRD 6547045

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-28
TX	RA	APPROVED	2025-08-28

NY RA
APPROVED

Since 2025-08-28
TX RA
APPROVED

Since 2025-08-28

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank Na	Ithaca	NY	08/2015	Present
Jp Morgan Chase Bank Na	Ithaca	NY	08/2015	Present

08/2015 → Present

Jp Morgan Chase Bank Na

Ithaca, NY
08/2015 → Present

Jp Morgan Chase Bank Na

Ithaca, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-14
S63	Uniform Securities Agent State Law Examination	2015-11-09

S65 Uniform Investment Adviser Law Examination

2025-08-14
S63 Uniform Securities Agent State Law Examination

2015-11-09

View on SEC IAPD

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